PAMELA K. CHEN, District Judge.
Petitioner Rashid Walker, appearing pro se, seeks a writ of habeas corpus pursuant to 28 U.S.C. § 2254.
The petition now is before the Court following initial review by Chief Judge Carol B. Amon, to whom the petition originally was assigned. Upon her review pursuant to Rule 4 of the Rules Governing-Section 2254 Cases, on December 17, 2010, Judge Amon ordered Walker to show cause why the petition was not time-barred by the applicable one-year statute of limitations established by the Antiterrorism and Effective Death Penalty Act ("AEDPA"). Dkt. 3; see 28 U.S.C. § 2244. Walker responded thereto on January 14, 2011, purporting to set forth the reasons why equitable tolling applied to excuse the untimely filing of his petition. Dkt. 4. Following Walker's submission, Judge Amon ordered Respondent to show cause why a writ of habeas corpus should not issue. Dkt. 5. Respondent submitted a response on May 2, 2011 (Dkt. 6), and Walker submitted a reply in further support of his petition on June 6, 2011. Dkt. 11. Because Walker indicated that he needed more time to conduct the necessary legal research (Dkt. 12), Judge Amon permitted Walker to submit an additional reply in further support of his petition, which Walker submitted on August 2, 2011. Dkt. 13.
Upon review of the record and the submissions of the parties, the Court concludes that the petition must be dismissed as time-barred. However, even were the petition not time-barred, Walker's claims are without merit. Therefore, for the reasons set forth below, the petition is denied in its entirety.
At Walker's state court trial, it was established that in the early morning hours of February 8, 2003, Walker and an acquaintance, Sean Mattis, got into a fight with a group of people at a nightclub in Brooklyn. Following the altercation, Walker and Mattis left the club, retrieved firearms from a vehicle, approached the nightclub, and fired their weapons indiscriminately into the club's entrance. As a result, Chantel Bailey was killed, and four other patrons were seriously wounded. Dkt. 6 at 2.
Walker, who was tried with Mattis before two different juries,
On January 31, 2005, the jury found Walker guilty of one count of Murder in the Second Degree (N.Y. Penal Law § 125.25[2]), two counts of Assault in the First Degree (N.Y. Penal Law § 120.10[3]), one count of Criminal Possession of a Weapon in the Second Degree (N.Y. Penal Law § 265.03[2]), and two counts of Assault in the Third Degree (N.Y. Penal Law § 120.00[2]).
On February 10, 2005, Walker was sentenced to: (1) an indeterminate term of 25 years to life for second-degree murder, to run consecutively with (2) two consecutive determinate terms of 25 years for the two first-degree assault counts, (3) a determinate term of 15 years for criminal weapon possession, and (4) two one-year determinate terms of imprisonment on the third-degree assault counts. Dkt. 6 at 3.
Walker appealed his conviction, and the Appellate Division, Second Department unanimously affirmed the judgment. People v. Walker, 45 A.D.3d 878, 846 N.Y.S.2d 340 (2d Dep't 2007). The New York Court of Appeals denied leave to appeal on February 26, 2008. People v. Walker, 10 N.Y.3d 772, 854 N.Y.S.2d 334, 883 N.E.2d 1269 (2008). Walker's conviction became final 90 days later, on May 26, 2008, when time expired for Walker to seek a writ of certiorari from the United States Supreme Court. See Dkt. 3; Williams v. Artuz, 237 F.3d 147, 150 (2d Cir.2001) ("[A] petitioner's conviction bec[omes] final for [AEDPA] purposes when his time to seek direct review in the United States Supreme Court by writ of certiorari expire[s].") (internal quotations omitted). Thus, Walker, under AEDPA, had 365 days from May 26, 2008, to seek a writ of habeas corpus in federal court.
On January 30, 2009, Walker applied to the Appellate Division for a writ of error coram nobis to vacate his conviction, arguing that his appellate counsel failed to properly raise his Brady and Rosario claims, and therefore he was denied effective assistance of appellate counsel in violation of the Sixth Amendment. Dkt. 6 at 4. The Appellate Division denied the application on June 9, 2009, finding that Walker failed to establish that his appellate counsel was ineffective. People v. Walker, 63 A.D.3d 864, 880 N.Y.S.2d 522 (2d Dep't 2009).
On November 17, 2009, Walker moved for leave to appeal the trial court's denial of the 440 Motion to the Appellate Division. Dkt. 4 at 2. The Appellate Division denied Walker leave to appeal on June 2, 2010. Dkt. 4 at 2; People v. Walker, Case No. 2010-00276, 2010 WL 2197330 (2d Dep't June 2, 2010). On June 14, 2010, Walker sought leave to appeal the denial of the 440 Motion to the New York Court of Appeals. The New York Court of Appeals denied leave to appeal on July 7, 2010. See People v. Walker, 15 N.Y.3d 779, 907 N.Y.S.2d 468, 933 N.E.2d 1061 (2010).
On November 29, 2010-917 days after May 26, 2008 — Walker submitted the instant petition for a writ of habeas corpus. Dkt. 1. As discussed below, because only 488 days within that time period were tolled for purposes of AEDPA, Walker's petition was filed 429 days after May 26, 2008, i.e., 64 days past the AEDPA one-year time limit.
At the outset, the Court is mindful of its obligation to construe pro se pleadings "to raise the strongest arguments that they suggest," Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474 (2d Cir.2006) (emphasis omitted), and that "a pro se complaint, however inartfully pleaded, must be held to less stringent standards than formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007).
AEDPA sets a one-year limitation period for the filing of a petition for a writ of habeas corpus by a person in custody pursuant to a state court conviction. 28 U.S.C. § 2254(d)(1). The applicable one-year period runs from the date on which one of the following four events occurs, whichever is the latest:
28 U.S.C. § 2244. Subsection (A) governs the time limit for the filing of the instant petition. According to subsection (A), the one-year period within which Walker had to file a habeas petition began running on May 26, 2008, which was when the time expired for him to seek from the United States Supreme Court review of the denial of his direct appeal.
Importantly, 28 U.S.C. § 2244(d)(2) provides that "[t]he time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending shall not be counted toward any period of limitation under this subsection." Id. (emphases added). In other words, the limitation period is tolled by statute during the pendency of any properly filed application for state post-conviction or other collateral review, such as a 440 Motion. Accordingly, such time does not count towards the one-year limitation period within which to file a petition for habeas relief.
The Second Circuit addressed what constitutes a "properly filed" and "pending" application under 28 U.S.C. § 2244(d)(2) in Hizbullahankhamon v. Walker, 255 F.3d 65 (2d Cir.2001). There, the court reaffirmed its prior holding that "properly filed" simply means "an application for state post-conviction relief recognized as such under governing state procedures." Id. at 70 (citing Bennett v. Artuz, 199 F.3d 116, 123 (2d Cir.1999)). In Bennett, the Second Circuit held that "a state-court petition [for post-conviction or other collateral review] is `pending' from the time it is first filed until finally disposed of and further appellate review is unavailable under the particular state's procedures.'" Id. (citing Bennett, 199 F.3d at 120). Therefore, a "properly filed" application for state review ceases to be "pending," and thus the running of the limitation period commences or re-commences, when no further appellate review of the application is available.
Here, the one-year limitation period was tolled during the pendency of Walker's direct appeal. It also was tolled during the pendency of his coram nobis petition
New York Criminal Procedure Law § 450.90 sets forth the instances in which appeals to the Court of Appeals are authorized. New York courts have held that there is no statutory authority in N.Y.C.P.L. § 450.90 or elsewhere providing that Appellate Division denials of leave to appeal are reviewable by the Court of Appeals. "No appeal lies from an order denying a motion for leave to appeal to this court." People v. Williams, 342 N.Y.S.2d 75 (2d Dep't 1973); see also People v. James, 206 A.D.2d 243, 244, 621 N.Y.S.2d 298 (1st Dep't 1994) (holding that "[t]here is simply no statutory authority in our criminal procedure for review by the Court of Appeals of an Appellate Division order refusing permission to appeal to this Court" and noting that "[v]irtually all the cases citing this rule have involved applications under [N.Y.C.P.L. § 450.90].")
Here, the order from which Walker sought leave to appeal to the Court of Appeals, viz., the Appellate Division's denial of leave to appeal the New York Supreme Court's denial of the 440 Motion, was not appealable to the Court of Appeals. The 440 Motion ceased to be "pending" under 28 U.S.C. § 2244(d)(2) once the Appellate Division denied leave to appeal, because that denial foreclosed further state appellate review of the subject claims. See Hizbullahankhamon, 255 F.3d at 67-68. Therefore, the time from the Appellate Division's denial of leave to appeal to the filing of the instant petition was not tolled. "[O]nce the Appellate Division denied [Walker] leave to appeal the denial of his section 440[] motion, he had reached `the end of the road within the state system'" and the clock resumed running on the one-year limitation period. Klein, 667 F.2d at 283-84 (citing United States ex rel. Graham v. Mancusi, 457 F.2d 463, 467 (2d Cir.1972)); see Hizbullahankhamon, 255 F.3d at 69-72 ("Because review of an Appellate Division order denying a motion for a writ of coram nobis is unavailable in the New York Court of Appeals, the Court of Appeals has no opportunity to resolve any constitutional issues raised in such a doomed appeal.") (internal citations and quotation marks omitted).
Nothing else statutorily tolled the running of the one-year limitation period. Therefore, the amount of time that elapsed between Walker's conviction becoming final and the filing of the instant petition can be calculated as follows: (1) 249 days between May 26, 2008, when Walker's conviction became final, and January 30, 2009, the date on which Walker filed his coram nobis petition; and (2) 180 days between June 2, 2010, the date on which the Appellate Division denied Walker leave to appeal the denial of his 440 Motion, and November 29, 2010, the date on which this petition was filed. Hence, the amount of
Walker concedes that his petition is untimely unless equitable tolling applies to excuse his failure to submit a timely application. See Dkt. 1 at 14-14b. The one-year limitation period may be equitably tolled under appropriate circumstances where "extend[ing] the statute of limitations beyond the time of expiration [is] necessary to avoid inequitable circumstances." Valverde v. Stinson, 224 F.3d 129, 133 (2d Cir.2000); see Holland v. Florida, 560 U.S. 631, 130 S.Ct. 2549, 2560, 177 L.Ed.2d 130 (2010). In the Second Circuit, equitable tolling should be applied only in "rare and exceptional circumstances." Walker v. Jastremski, 430 F.3d 560, 564 (2d Cir.2005). Equitable tolling may apply where the petitioner demonstrates that "extraordinary circumstances prevented him from filing his petition on time" and that the petitioner "acted with reasonable diligence throughout the period he seeks to toll." Smith v. McGinnis, 208 F.3d 13, 17 (2d Cir.2000) (per curiam). A petitioner also must show that the extraordinary circumstances prevented petitioner from filing a timely petition, which is accomplished by "demonstrat[ing] a causal relationship between the extraordinary circumstances on which the claim for equitable tolling rests and the lateness of his filing, a demonstration that cannot be made if the petitioner, acting with reasonable diligence, could have filed on time notwithstanding the extraordinary circumstances." Valverde v. Stinson, 224 F.3d 129, 134 (2d Cir.2000).
Walker concedes that he "made a very bad decision" by trusting a "jailhouse law clerk" with respect to AEDPA's tolling provisions. Dkt. 1 at 14. But as Judge Amon previously advised Walker, "ignorance of the law or reliance on jailhouse lawyers is not sufficient to warrant equitable tolling." Dkt. 3 at 4 (citing cases). Courts in New York consistently have held that reliance on a jailhouse lawyer, or even on the erroneous advice of a licensed attorney, does not qualify as an extraordinary circumstance warranting equitable tolling. See, e.g., Smith v. McGinnis, 208 F.3d 13 (2d Cir.2000) (pro se status does not merit equitable tolling); Baldayaque v. United States, 338 F.3d 145, 150-153 (2d Cir.2003) (holding that attorney error alone does not constitute extraordinary circumstances for purposes of equitable tolling); Lizaide v. Kirkpatrick, 09-CV-5038(CBA), 2009 WL 4110296, at *2 (E.D.N.Y. Nov. 24, 2009) ("Ignorance of the law and lack of education are not sufficient grounds to warrant equitable tolling."); Francis v. Miller, 198 F.Supp.2d 232, 235 (E.D.N.Y.2002) (ignorance of the law and legal procedure is not so exceptional as to merit equitable tolling).
Accordingly, the Court finds that equitable tolling is not warranted based on Walker's purported reliance on the erroneous advice of a "jailhouse law clerk."
Walker also argues that, because it took his appellate counsel 69 days to notify him of the Appellate Division's denial of leave to appeal his conviction, he was unable to petition for certiorari, and this purported inability to seek certiorari prevented him from timely filing the instant petition. See Dkt. 11, 13 at 1. However, Walker's alleged inability to petition for certiorari had no bearing on his ability to meet the one-year deadline for filing his habeas petition because the one-year period did not begin to run until 90 days after the Court of Appeals denied his direct appeal.
Walker likewise fails to demonstrate that he acted with "reasonable diligence" with respect to the habeas petition throughout the entire time period he seeks to toll. In determining whether a petitioner acted with reasonable diligence, the Court asks "did the petitioner act as diligently as reasonably could have been expected under the circumstances?" Nickels v. Conway, 480 Fed.Appx. 54, 57 (2d Cir.2012) (citing Baldayaque v. United States, 338 F.3d 145, 153 (2d Cir.2003)). The succession of collateral applications filed by Walker in state court, e.g., the coram nobis petition followed by the 440 Motion and related appeals, demonstrates that Walker had the opportunity and resources to consider and develop his claims regarding his state law remedies, yet failed to exercise the same degree of diligence with respect to the filing of the instant petition. Indeed, the fact that Walker waited 249 days from the date his conviction became final before seeking a writ of error coram nobis in state court, Dkt. 4 at 1, also militates against a finding of reasonable diligence.
Walker's reliance on the alleged delay by his appellate counsel in notifying him of the Court of Appeals' denial of his direct appeal does not mitigate the lack of diligence in meeting the one-year deadline. As discussed, there is no causal connection between his appellate counsel's purported failure to timely notify him that the Court of Appeals denied leave to appeal and his failure to timely file the instant petition. "[O]nce the Court of Appeals' judgment became final, there were no further prerequisites or other legal impediments preventing [Walker] from filing a habeas petition." Hamilton v. Warden of Clinton Correctional Facility, 573 F.Supp.2d 779, 781 (S.D.N.Y.2008). Walker was aware of the denial of leave to appeal before the one-year limitation period began to run, and has failed to demonstrate reasonable diligence meriting equitable tolling. See Hizbullahankhamon v. Walker, 255 F.3d 65 at 75-76 (denying equitable tolling where petitioner argued he was deprived of access to legal materials at the outset of the running of limitations period, but regained access to legal materials 22 days later yet still waited "over 250 days before filing [his coram nobis motion]").
Relatedly, it is not the case that Walker missed the filing deadline by a matter of days. Under even the most generous calculation of time, which assumes that the time during the pendency of Walker's motion for leave to appeal the denial of his 440 Motion to the Court of Appeals should be tolled, Walker's petition still would be untimely by 29 days. Courts have declined to equitably toll the limitation period for petitions filed untimely by even one day. See, e.g., White v. Conway, 07-CV-1175 (GHL), 2011 WL 1315714, at *4 (N.D.N.Y. Jan. 18, 2011) (declining to equitably toll petition filed one day late and collecting cases); Smith v. Conway, 07-CV-7174 (JGK), 2008 WL 2531194, at *3 (S.D.N.Y. June 24, 2008) ("the fact that the [petition] was only two days late is not itself a basis for equitable tolling"); Ottenwarde v. United States, 12-CV-6537, 2013 WL 1242632(JGK) (S.D.N.Y. Mar. 28, 2013) (declining equitable tolling where petition time-barred by two months).
Lastly, the petition contains no facts or argument suggesting equitable tolling or another equitable exception based on a claim of actual innocence, and there is no evidence in the record or elsewhere supporting such a claim. The Second
Therefore, the Court finds no basis for equitably tolling AEDPA's one-year limitation period.
For the reasons set forth above, Walker has failed to establish his entitlement to equitable tolling of the one-year statute of limitation set forth in 28 U.S.C. § 2244(d)(1). Walker's petition, therefore, must be denied as time-barred. In any event, were the Court to reach the merits of Walker's petition, it still would be dismissed for the reasons set forth below.
In his petition, Walker sets forth four bases for relief: (1) his post-arrest statement should have been suppressed; (2) the admission at trial of the fact that Walker had made an oral postarrest statement violated his due process rights; (3) he was denied a fair trial when the trial court improperly instructed the jury on the elements of New York's depraved indifference murder; and (4) his appellate counsel was ineffective for failing to appeal the improper admission at trial of "falsified" evidence.
Section 2254 provides that a habeas corpus application must be denied unless the state court's adjudication on the merits "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States," or "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding." 28 U.S.C. § 2254(d). "A state court `adjudicates' a petitioner's federal constitutional claims `on the merits' when `it (1) disposes of the claim on the merits, and (2) reduces its disposition to judgment.'" Norde v. Keane, 294 F.3d 401, 410 (2d Cir.2002) (quoting Sellan v. Kuhlman, 261 F.3d 303, 312 (2d Cir.2001)).
"Clearly established federal law `refers to the holdings, as opposed to the dicta, of the Supreme Court's decisions as of the time of the relevant state-court decision.'" Howard v. Walker, 406 F.3d 114, 122 (2d Cir.2005) (quoting Kennaugh v. Miller, 289 F.3d 36, 42 (2d Cir.2002)). A decision is "contrary to" established federal law if it either "applies a rule that contradicts the governing law set forth in" a Supreme Court case, or it "confronts a set of facts that are materially indistinguishable from a decision of [the Supreme Court] and nevertheless arrives at a result different from [its] precedent." Penry v. Johnson, 532 U.S. 782, 792, 121 S.Ct. 1910, 150 L.Ed.2d 9 (2001) (internal quotation marks and citations omitted). A decision is an "unreasonable application of clearly established Supreme Court precedent if it "correctly identifies the governing legal rule but applies it unreasonably to the facts of a particular prisoner's case." Id.
AEDPA establishes a deferential standard of review: "a federal habeas court may not issue the writ simply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable." Gilchrist v. O'Keefe, 260 F.3d 87, 93 (2d Cir.2001) (quoting Williams v. Taylor, 529 U.S. 362, 411, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000)). The Second Circuit added that, while "[s]ome increment of incorrectness beyond error is required ... the increment need not be great; otherwise, habeas relief would be limited to state court decisions so far off the mark as to suggest judicial incompetence." Id. (quoting Francis S. v. Stone, 221 F.3d 100, 111 (2d Cir.2000)). Finally, "if the federal claim was not adjudicated on the merits, `AEDPA deference is not required, and conclusions of law and mixed findings of fact and conclusions of law are reviewed de novo.'" Dolphy v. Mantello, 552 F.3d 236, 238 (2d Cir.2009) (quoting Spears v. Greiner, 459 F.3d 200, 203 (2d Cir.2006)).
Walker first alleges that the trial court denied him due process by admitting at trial his written post-arrest statements confessing to the shooting, which Walker claims were involuntary. Dkt. 1 at 6; Dkt. 11 at 7. The gravamen of Walker's contention is that two police detectives lied at the pretrial hearing when they testified that they advised Walker of his Miranda rights and that he waived those rights before giving his written statement. Dkt. 136-15. Walker also argues that the detective witnesses gave conflicting testimony and were not otherwise credible, and that the court erred by admitting his written confession in violation of Miranda. Dkt. 11 at 4-9. Walker's contentions are unavailing.
Factual findings of a state court are presumed correct. See 28 U.S.C. § 2254(e)(1). This presumption "is particularly important when reviewing the trial court's assessment of witness credibility." Cotto v. Herbert, 331 F.3d 217, 233 (2d Cir.2003). Walker bears "the burden of rebutting the presumption of correctness by clear and convincing evidence." 28 U.S.C. § 2254(e)(1). AEDPA provides that habeas relief may be granted with respect to state court factual findings only if the state court made an "unreasonable determination of the facts in light of the evidence presented." 28 U.S.C. § 2254(e)(1). Here, as in Cotto, where a witness "credibility clash" was "resolved by findings of the [judge] who observed the witnesses" and found that "the People's evidence was credible," the state court decision is subject to an "extremely narrow scope of review." Cotto, 331 F.3d at 233.
Walker has not established by clear and convincing evidence that the trial court's admission into evidence of his written statement was an "unreasonable determination of the facts in light of the evidence presented." 28 U.S.C. § 2254(d)(2), (e)(1). There was ample evidence and testimony adduced at the suppression hearing from which to conclude that Walker was read, and waived, his Miranda rights prior to making his written confession, and therefore that his statement was made voluntarily and was properly admitted into evidence. See, e.g., Dkt. 7-2 at 29-38. Walker points to inconsistences in the testimony of two police detectives who interrogated him, e.g., regarding which detectives were in the room during the interrogations and when, see
Accordingly, Walker's claim that his written post-arrest statement was improperly admitted at trial is without merit.
Walker next contends that the trial court improperly permitted a detective to testify at trial about the fact that Walker had made a post-arrest oral statement, where the statement itself was not admitted pursuant to the trial court's earlier ruling that the statement was inadmissible. Dkt. 1 at 7; People v. Walker, 45 A.D.3d 878, 878, 846 N.Y.S.2d 340 (2d Dep't 2007) (noting trial court's suppression of Walker's oral statement).
The Appellate Division did not err when it denied Walker's appeal on the grounds that (1) the statement should not have been suppressed in the first place; (2) Walker voluntarily made the statement and, therefore, testimony about the fact of him having made the statement did not violate his privilege against self-incrimination; and (3) the content of his oral statement was not introduced. See Walker, 45 A.D.3d at 878, 846 N.Y.S.2d 340. Furthermore, even if the testimony was improper, Walker does not demonstrate any prejudice arising from the mere reference to the fact that he made a statement. Indeed, Walker's written statement, in which he confessed to the crime, was admitted at the trial. Thus, any reference at trial to the fact that Walker had made an oral statement, without revelation of the content
Walker next argues that the trial court erred by improperly instructing the jury regarding the legal elements of depraved indifference murder. Dkt. 1 at 9. Walker's argument is based on the change in New York's law of depraved indifference murder that occurred after his conviction but during the pendency of his direct appeal. See Dkt. 1 at ECF 27-30; People v. Martinez, 20 N.Y.3d 971, 975-76, 959 N.Y.S.2d 674, 983 N.E.2d 751 (2012) (Smith, J., concurring) (discussing development of New York's depraved indifference murder jurisprudence).
At the time of Walker's trial, the elements for depraved indifference murder were governed by the New York Court of Appeals' decision in People v. Register, 60 N.Y.2d 270, 469 N.Y.S.2d 599, 457 N.E.2d 704 (1983), which held that there was no mens rea element beyond recklessness for the crime of depraved indifference murder. Id. at 278, 469 N.Y.S.2d 599, 457 N.E.2d 704 (the state legislature did not intend the concept of depraved indifference to "function as a mens rea element, but to objectively define the circumstances which must exist to elevate a homicide from manslaughter to murder"). Consistent with Register, the jury in Walker's trial was given the following instruction regarding the depraved indifference murder count:
Dkt. 9-3 at ECF 84-86. Walker's trial counsel did not object to that instruction, which correctly stated the law at the time under Register.
After Walker's conviction and while his appeal was pending, the Court of Appeals decided People v. Feingold, 7 N.Y.3d 288, 294, 819 N.Y.S.2d 691, 852 N.E.2d 1163 (2006), which was the culmination of a series of decisions eroding the "objective circumstances" standard of Register and moving in the direction of requiring a mens rea element for depraved indifference murder. See People v. Martinez, 20 N.Y.3d 971, 975-76, 959 N.Y.S.2d 674, 983 N.E.2d 751 (2012) (Smith, J., concurring) (discussing development of New York's depraved indifference murder jurisprudence).
Although Walker did not object to the depraved indifference murder instruction given at trial, he challenged it on direct appeal, arguing that the failure to give a jury instruction that comported with Feingold, which had not yet been decided at the time of his trial, constituted a due process violation. Dkt. 10-2 at ECF 47-49. The Appellate Division, however, did
Six months later, in November 2008, the Court of Appeals addressed the applicability of the change in the law regarding the mens rea element of depraved indifference murder to direct appeals in People v. Jean-Baptiste, 11 N.Y.3d 539, 872 N.Y.S.2d 701, 901 N.E.2d 192 (2008). In Jean-Baptiste, the Court of Appeals distinguished its prior holding in Policano v. Herbert, 7 N.Y.3d 588, 825 N.Y.S.2d 678, 859 N.E.2d 484 (2006), and held that, although intervening changes of law should not be applied to cases on post-conviction collateral review, they should be applied to cases where the defendant's conviction is still pending on direct appeal and thus not yet final. Id. at 543, 872 N.Y.S.2d 701, 901 N.E.2d 192 (although intervening changes in law "should not be applied on collateral review to defendants whose convictions became final prior to our new interpretation of the law of depraved indifference murder" "that is not the case here, where defendant's conviction is still not final").
Thus, the history of Walker's case coincidentally is interwoven with the evolution of the law on depraved indifference murder: his conviction occurred before the change in the mens rea standard established by Feingold; his appeal was pending when Feingold was decided; and his conviction became final before the Court of Appeals decided in Jean-Baptiste that the Feingold standard should be applied to cases pending on appeal. While this timing might suggest that Walker should benefit from the intervening change in the law regarding depraved indifference murder, that is not the case. As discussed below, Walker's claim fails because he did not preserve his claim when he challenged only the depraved indifference murder instruction given to the jury and not the sufficiency of the evidence supporting his conviction, which is a prerequisite for retroactive application of the Feingold mens rea standard. People v. Jean-Baptiste, 11 N.Y.3d 539, 542, 872 N.Y.S.2d 701, 901 N.E.2d 192 (2008) ("We hold that the standard as articulated in Feingold should apply to cases brought on direct appeal in which the defendant has adequately challenged the sufficiency of the proof as to his depraved indifference murder conviction.") (emphasis added).
The propriety of a state court's jury instructions ordinarily is a matter of state law that does not raise a federal constitutional issue. See Cupp v. Naughten, 414 U.S. 141, 146, 94 S.Ct. 396, 38 L.Ed.2d 368 (1973); United States ex rel. Smith v. Montanye, 505 F.2d 1355, 1359 (2d Cir.1974). Further, even if the jury instruction violated state law, no habeas relief is available unless the error also violated the petitioner's federal rights. See Estelle v. McGuire, 502 U.S. 62, 71-72, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991) (state law error regarding jury instruction is not itself a basis for habeas relief).
Jury instructions violate due process if they "fail[] to give effect to [the] requirement" that the prosecution must prove every element of a charged offense
Walker has failed to demonstrate that he was entitled, under New York law, to have the jury instructed pursuant to the standard set in Feingold. While the Court of Appeals in Jean-Baptiste held that the intervening change in law with regard to the mens rea requirement for proving depraved indifference murder should apply to cases pending on direct appeal when Feingold was decided — which was the posture of Walker's case — it was not erroneous for the Appellate Division to deny Walker's appeal. First, the Appellate Division correctly concluded that, having failed to object to the depraved indifference instruction at trial, Walker failed to preserve that claim for appeal.
Second, even if Walker had preserved his claim with respect to the jury instruction, it would have been denied because Walker did not challenge the sufficiency of the evidence used to convict him of depraved indifference murder. In Jean-Baptiste, the Court of Appeals held that
Indeed, given the evidence supporting his conviction, Walker could not have successfully challenged the sufficiency of the evidence even under a Feingold standard. See Middleton, 541 U.S. at 437, 124 S.Ct. 1830 (due process violated if jury instructions fail to give effect to the requirement that every element of a charged offense is proved beyond a reasonable doubt). The overwhelming evidence at trial established that Walker committed the "quintessential" depraved indifference murder, i.e., "lacking the intent to kill (but oblivious to the consequences and with depraved indifference to human life) [Walker shot] into a crowd or otherwise endanger[ed] innocent bystanders." See People v. Feingold, 7 N.Y.3d at 296, 819 N.Y.S.2d 691, 852 N.E.2d 1163; People v. Payne, 3 N.Y.3d 266, 270, 271, 786 N.Y.S.2d 116, 819 N.E.2d 634 (2004). Because the evidence that supported Walker's conviction would have established his guilt of depraved indifference murder under the Feingold standard, he cannot establish a due process violation. DelValle, 306 F.3d at 1201 (habeas petitioner claiming a violation of due process based on an improper jury charge must show that "the ailing instruction by itself so infected the entire trial that the resulting conviction violat[ed] due process").
Thus, Walker's conviction was properly affirmed on appeal because the depraved indifference murder instruction given at his trial correctly stated the law at that time, and he was not entitled to the subsequent change in the law, notwithstanding the pendency of his direct appeal at the time of the change. And in any event, Walker's conviction was supported by ample evidence that he committed depraved indifference murder under the Feingold standard.
Even assuming arguendo that the depraved indifference murder instruction given at Walker's trial was erroneous, i.e., it should have included the Feingold mens rea requirement, and that the Appellate Division erroneously denied his appeal, Walker still would not be entitled to habeas relief unless the error also violated his federal rights. Estelle, 502 U.S. at 71-72, 112 S.Ct. 475 (state law error regarding jury instruction is not itself a basis for habeas relief). Here, the issue is whether Walker's right to due process was violated by the Appellate Division's decision not to apply the Feingold mens rea standard in his direct appeal. Walker was not denied due process.
Under AEDPA, a petitioner is entitled to federal habeas relief if the state court proceedings "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1). The Supreme Court has not spoken on the issue of whether a state violates a defendant's federal due process rights by not applying an intervening change in the law that occurred while the defendant's case was pending direct appeal. See Guzman v. Greene, 425 F.Supp.2d 298, 315 (E.D.N.Y.2006). Accordingly, given the absence of established Supreme Court law on this issue, the Court has no basis for concluding that the Appellate Division's denial of Walker's challenge to the depraved indifference murder instruction given at his trial based on an intervening change in the law was an unreasonable application of federal law as announced by the Supreme Court.
Federal courts in this circuit have not yet addressed the retroactivity of Feingold and its kin to state court cases that still were pending on direct appeal when Feingold was decided. See Guzman, 425 F.Supp.2d at 316 (also noting that "[t]he Supreme Court has never addressed this issue" of whether "the failure to retroactively apply a new criminal rule of state law would violate clearly established Supreme Court law"), aff'd 337 Fed.Appx. 27, 29 (2d Cir.2009); Melendez v. Kirkpatrick, 742 F.Supp.2d 336, 351 (W.D.N.Y.2010).
Judge Frederic Block addressed a similar issue to the one presented here in Guzman. The defendant in Guzman had been convicted in state court of depraved indifference murder, but the evidence introduced at trial showed that the defendant had intentionally killed the victim. As here, the defendant's case was pending on direct review when Feingold was decided. Judge Block found that "the Court would be compelled to grant Guzman's habeas petition if the law applicable during direct review [i.e., Feingold] were controlling." Guzman, 425 F.Supp.2d at 313. Judge Block explained that he would have granted the writ because, under the thenestablished case law, "there was insufficient evidence to support [the Appellate Division's] finding that the petitioner was guilty of depraved-indifference murder." Id. Judge Block then, without the benefit of Jean-Baptiste, which was subsequently decided, analyzed whether the new depraved indifference murder case law applied retroactively on direct appeal, and concluded that New York retroactivity rules would not require that new case law, such as Suarez, Hafeez, Gonzalez, and Payne, apply to Guzman. Id. at 315-16. Judge Block then reached the same issue as presented here: "whether the failure to retroactively apply [on direct appeal] a new criminal rule of state law would violate clearly established Supreme Court law." Id. at 316. Judge Block found that it would not, as the Supreme Court had
Thus, the unanswered question that remains in the Second Circuit and elsewhere is whether a state violates a defendant's federal due process rights where the state appellate court does not apply a change in state law that occurs during direct review of the conviction.
Even were the Court to conclude that the Appellate Division's decision not to apply the intervening change in the law to Walker's case violated due process, that error would be harmless given that the evidence was sufficient to prove that Walker acted with the requisite depraved indifference mens rea under Feingold. See Chapman v. California, 386 U.S. 18, 23-24, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967); Fahy v. State of Connecticut, 375 U.S. 85, 86-87, 84 S.Ct. 229, 11 L.Ed.2d 171 (1963).
Under the facts of Walker's case, it reasonably can be inferred that the jury found that the necessary depraved indifference mens rea was proven beyond a reasonable doubt. See Feingold, 7 N.Y.3d at 295, 297, 819 N.Y.S.2d 691, 852 N.E.2d 1163 (finding that evidence could permit the inference of depraved indifference mens rea). Indeed, Walker "might well be said to have acted with the mens rea of depraved indifference" because "the factfinder simply announced a guilty verdict." Id. at 295, 819 N.Y.S.2d 691, 852 N.E.2d 1163.
Unlike in Jean-Baptiste, Martinez, Payne, Suarez, and the other related
Accordingly, Walker's petition with respect to his claim that he was denied due process because an erroneous depraved indifference murder jury charge was given is denied.
Walker lastly argues that his appellate counsel's performance was constitutionally defective because counsel failed to appeal his conviction on the ground that it was obtained at least in part by "falsified evidence." Dkt. 1 at 4. Although Walker previously claimed ineffective assistance of appellate counsel in his writ of error coram nobis petition, the basis for his claim there was that appellate counsel failed to raise his Brady and Rosario claims to the Appellate Division, not that his appellate counsel failed to appeal the admission of "falsified evidence" at his trial. Dkt. 1 at 4, 10. Because Walker now presents a new theory of why his appellate counsel was ineffective, Walker's claim has not been previously "fairly presented" to the state courts in a manner "such that the state court had a fair opportunity to act." Galdamez v. Keane, 394 F.3d 68, 73 (2d Cir.2005) (citation omitted). Walker's claim therefore is unexhausted and the Court is procedurally barred from granting relief with respect to the claim. See 28 U.S.C. § 2254(b)(1)(A) ("An application for a writ of habeas corpus ... shall not be granted unless it appears that the applicant has exhausted the remedies available in the courts of the State."). Walker concedes that he did not exhaust this claim. Dkt. 1 at 11.
However, because Walker's petition thus presents both exhausted and unexhausted claims, it constitutes a
Walker's ineffective assistance of appellate counsel claim is without merit. To establish that his appellate counsel was ineffective, Walker must show that his counsel's conduct "fell below an objective standard of reasonableness" and that "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
Walker's petition does not identify the "falsified evidence" that purportedly was presented to the jury. Walker simply asserts that "defense counsel objected to the admission of into evidence [sic]. The jury specifically requested to view this evidence and therefore took it into consideration as part of their decision of guilt." Dkt. 1 at 10. The record reflects that the jury requested numerous pieces of evidence and testimony, including exhibits, charts, the Miranda, sheet, and police detective and other witness testimony. See Dkt. 9-3 at 693. Yet Walker fails to identify which item(s) of evidence was allegedly falsified, and thus presents no basis to determine the validity of his assertion. In addition, Walker's petition fails to show how appellate counsel could have shown from the record on appeal that any such evidence was falsified, or how his claim of the falsified evidence, even if proved, would have affected the outcome of his appeal.
Accordingly, Walker's claim regarding the ineffectiveness of his appellate counsel is denied.
For the reasons set forth above, the petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 is dismissed as untimely under 28 U.S.C. § 2244(d)(1). Even were the petition not time-barred, the claims Walker asserts are either procedurally barred, without merit, or both.
Walker is denied a certificate of appealability, as he has failed to make a "substantial showing of the denial of a constitutional right." 28 U.S.C. § 2253(c)(2); see Middleton v. Att'ys Gen., 396 F.3d 207, 209 (2d Cir.2005) (petitioner has not shown that "reasonable jurists could debate whether ... the petition should have been resolved in a different manner or that the issues presented were adequate to deserve encouragement to proceed further"). Additionally, the Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this Order would not be taken in good faith, and, therefore, in forma pauperis status is denied for purpose of an appeal. Coppedge v. United States, 369 U.S. 438, 444-45, 82 S.Ct. 917, 8 L.Ed.2d 21 (1962).
SO ORDERED.
Due to this lack of clarity, it is impossible to conclusively determine whether the statement was suppressed on federal grounds, such as Miranda, which would permit the Court to review the claim on the merits were the claim not otherwise procedurally barred, or some other adequate and independent state ground, which would bar the Court's review. See Coleman v. Thompson, 501 U.S. 722, 729-33, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991); Richardson v. Greene, 497 F.3d 212, 218 (2d Cir.2007). However, based on the trial court's ruling, see Dkt. 6 at 14, in which it refers to the inconsistent testimony of the two detective-witnesses regarding the oral statement, it appears the trial court suppressed the evidence based on the unreliability of the statement itself, and not on the basis that it was involuntarily obtained in violation of Miranda.